The Investment Advisor's Compliance Guide 2nd Edition

by Les Abromovitz J and Les Abromovitz

Given the current activities of SEC and state securities regulators, as well as the changing business and communication landscapes, investment advisors today must keep current with developments... This description may be from another edition of this product.

• Format: Paperback
• Language: English
• ISBN: 1941627935
• ISBN13: 9781941627938
• Release Date: February 2017
• Publisher: National Underwriter Company
• Length: 336 Pages