Ferrara on Insider Trading and the Wall

by Ralph C. Ferrara

This valuable book discusses the evolution of the law of insider trading and explores ways in which corporations can use compliance programs to deter wrongdoing, with particular attention to multi-service financial institutions. Ferrara on Insider Trading and The Wall demonstrates how such firms can implement "Chinese Walls" and other procedural devices to prevent employees who acquire material nonpublic information from sharing it with...

• Format: Loose Leaf
• Language: English
• ISBN: 1588520692
• ISBN13: 9781588520692
• Release Date: November 2023
• Publisher: Law Journal Press
• Length: 1042 Pages