Investment Adviser Regulation in a Nutshell

by Steven R. Howard and Jeffrey J. Haas

Investment Adviser Regulation in a Nutshell is designed for persons interested in learning the fundamentals of regulation set forth primarily in the Investment Advisers Act of 1940 and the Securities... This description may be from another edition of this product.

• Format: Paperback
• Language: English
• ISBN: 0314172653
• ISBN13: 9780314172655
• Release Date: January 2008
• Publisher: Thomson West
• Length: 558 Pages
• Weight: 1.00 lbs.
• Dimensions: 0.8" x 5.0" x 7.4"