Wiley Series 4 Securities Licensing Exam Review 2019 + Test Bank: The Registered Options Principal Examination

By Wiley

The go-to guide to acing the Series 4 Exam The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm's options business and is qualified to oversee trades on all forms of options, from equity options to foreign currency options to options on government and mortgage-backed securities. The subject areas covered in the exam are: Options Investment Strategies; Supervision of Sales Activities and Trading Practices; Supervision of Employees, Business Conduct; and Recordkeeping and Reporting Requirements.

Created by the experts at the Securities Institute of America, Inc., Wiley Series 4 Exam Review 2019 arms you with what you need to score high on the test. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:

Dozens of examplesAssorted practice questions for each subject area covered in the examPriceless test-taking tips and strategiesHelpful hints on how to study for the test, manage stress, and stay focused

Wiley Series 4 Exam Review 2019 is your ticket to passing the Series 4 test on the first try--with flying colors

• Format: Paperback
• Language: English
• ISBN: 1119552656
• ISBN13: 9781119552659
• Release Date: December 2018
• Publisher: Wiley
• Length: 336 Pages
• Weight: 1.45 lbs.
• Dimensions: 0.8" x 8.5" x 10.8"