Trade Acknowledgment and Verification of Security-Based Swap Transactions (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition)

By: The Law Library

The Law Library presents the complete text of the Trade Acknowledgment and Verification of Security-Based Swap Transactions (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition).

Updated as of May 29, 2018

In accordance with Section 764(a) of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank Act"), the Securities and Exchange Commission ("Commission") is adopting Rules 15Fi-1 and 15Fi-2 under the Securities Exchange Act of 1934 ("Exchange Act") requiring security-based swap dealers and major security-based swap participants to provide trade acknowledgments and to verify those trade acknowledgments in security-based swap transactions. The Commission also is amending Rule 3a71-6 under the Exchange Act to address the potential availability of substituted compliance in connection with those trade acknowledgment and verification requirements.

This ebook contains:

- The complete text of the Trade Acknowledgment and Verification of Security-Based Swap Transactions (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)

- A dynamic table of content linking to each section

- A table of contents in introduction presenting a general overview of the structure

• Format: Paperback
• Language: English
• ISBN: 1794459839
• ISBN13: 9781794459830
• Release Date: January 2019
• Publisher: Independently Published
• Length: 92 Pages
• Weight: 0.39 lbs.
• Dimensions: 0.2" x 7.0" x 10.0"