The Complete Guide to Preventing and Resolving Brokerage Disputes: For Brokers, Investors, Advisers ...

by Elizabeth Bradley and Richard J. Teweles

Broker-client conflicts and the procedures for resolving them can be complicated and costly. This American guide presents investors, stockbrokers and lawyers with the technical, financial, legal, and ethical considerations that govern the broker-client relationship. It explains the rights and responsibilities of all parties, and outlines procedures for resolving disputes fairly. The book addresses proper and improper methods of solicitation, determination...

• Format: Hardcover
• Language: English
• ISBN: 0471857122
• ISBN13: 9780471857129
• Release Date: January 1989
• Publisher: John Wiley & Sons
• Length: 303 Pages
• Weight: 1.34 lbs.