SIE Exam Prep 2025-2026: 6 Practice Tests and FINRA SIE Study Guide Book [2nd Edition]

By B. Hettinger

Trivium Test Prep's SIE Exam Prep 2025-2026 includes everything you need to pass the FINRA SIE Exam the first time.

Quick review of the concepts covered on the FINRA SIE Exam6 Practice Tests with detailed answer explanationsTest tips and strategies for the FINRA SIE ExamTake your studies on the go with online practice tests

Trivium Test Prep's SIE Exam Prep 2025-2026 is aligned with the official FINRA SIE Exam framework. Topics covered include:

Regulatory Entities and AgenciesSRO Regulatory Requirements for Associated PersonsMarket Participants and Market StructureEconomic FactorsFinancial ProductsInvestment Risks and RulesTrading, Settlement, and Corporate ActionsCustomer Accounts and Compliance ConsiderationsProhibited Activities

FINRA was not involved in the creation or production of this product, is not in any way affiliated with Trivium Test Prep, and does not sponsor or endorse this product.

• Format: Paperback
• Language: English
• ISBN: 1637983271
• ISBN13: 9781637983270
• Release Date: April 2025
• Publisher: Trivium Test Prep
• Length: 212 Pages
• Weight: 1.11 lbs.
• Dimensions: 0.5" x 8.5" x 11.0"