Series 9 Exam Study Guide + Test Bank

By The Securities Institute of America

Passing the General Securities Sales Supervisor Exam (Series 9 and 10) qualifies an individual to supervise a firm's sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers the full range of topics related to options regulation. All candidates seeking to attain the Series 9 registration must also pass both the Series 7 Exam as well as the general knowledge Securities Industry Essentials (SIE) Exam.

Created by the experts at The Securities Institute of America, Inc., the Series 9 Exam Study Guide 2024 + Test Bank arms you with everything you need to pass this ninety-minute, 55-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:

Dozens of examplesAssorted practice questions for each subject area covered in the examPriceless test-taking tips and strategiesHelpful hints on how to study for the test, manage stress, and stay focusedSeries 9 Exam Study Guide 2024 + Test Bank is your ticket to passing the Series 9 test on the first try-with flying colors

• Format: Paperback
• Language: English
• ISBN: 1959462997
• ISBN13: 9781959462996
• Release Date: February 2024
• Publisher: Securities Institute of America
• Length: 208 Pages
• Weight: 1.09 lbs.
• Dimensions: 0.4" x 8.5" x 11.0"