Securities Industry Essentials Examination Study Guide: Your Complete Guide to Passing the SIE Examination

By Eric T. Field and Eric T Field

UPDATED CONTENT FOR 2019 Your complete guide to passing FINRA's SIE Examination Created by two finance industry veterans with more than 40 years of combined experience, this comprehensive SIE Examination study guide contains: 19 individual chapters that thoroughly covers all examination content, educational and summary figures and tables spread throughout the study guide to help summarize important content, end of chapter quizzes that test your knowledge of the content covered in each chapter, practice examinations to help simulate the actual SIE Examination, links to FINRA's practice exam and content outline, sourced content for additional focused review. Content covered in the study guide includes regulatory agencies - SEC, FINRA, MSRB, various security types (equity, debt, options, and mutual funds), Initial Public Offerings, business cycle, monetary policy, college savings accounts, investment risks, order and trading strategies, investment returns, corporate actions, dividends, types of accounts, anti-money laundering, privacy rules, communication standards, prohibited activities (insider trading, market manipulation), continuing education, registration requirements, employee conduct, gifts and entertainment, and political contributions. Why purchase SIE Professor's Securities Industry Essentials Examination Study Guide? 1. Authors have over 40 years of relevant industry experience 2. Career advancement by obtaining the SIE Qualification Exam for resumes and interviews 3. In addition to hard copy materials, online materials and test are available. For more information about SIE Professor, visit our website at www.SIEProfessor.com.

• Format: Paperback
• Language: English
• ISBN: 1797917455
• ISBN13: 9781797917450
• Release Date: July 2019
• Publisher: Independently Published
• Length: 392 Pages
• Weight: 2.00 lbs.
• Dimensions: 0.8" x 8.5" x 11.0"