Mastering the Series 26: Investment Company and Variable Contracts Products Principal Exam

By Innoware PJP

Mastering the Series 26: Investment Company and Variable Contracts Products Principal Exam

Table of Contents

Chapter 1: Introduction to Series 26 Exam.. 1
Chapter 2: Registration and Regulation of Investment Companies 6
Chapter 3: Mutual Fund and Variable Contracts Offerings. 11
Chapter 4: Sales Supervision and Compliance. 15
Chapter 5: Fund Performance and Portfolio Management 20
Chapter 6: Investment Company Communications. 24
Chapter 7: Retirement Plans and Taxation. 28
Chapter 8: Variable Contracts and Insurance. 32
Chapter 9: Investment Advisory Services. 36
Chapter 10: Broker-Dealer Operations and Supervision. 40
Chapter 11: Series 26 Exam Strategies and Practice. 44
Chapter 12: Series 26 Exam Review and Tips. 50
Chapter 13: Series 26 Exam Sample Questions and Answers. 55
Chapter 14: Series 26 Exam Tips for Exam Day. 60
Chapter 15: Series 26 Exam Results and Beyond. 66

• Format: Paperback
• Language: English
• ISBN: B0CFD9GRVK
• ISBN13: 9798857459232
• Release Date: August 2023
• Publisher: Independently Published
• Length: 76 Pages
• Weight: 0.25 lbs.
• Dimensions: 0.2" x 6.0" x 9.0"