Mastering Series 65: A Comprehensive Guide to the Uniform Investment Adviser Law Exam

By Innoware PJP

Mastering Series 65: A Comprehensive Guide to the Uniform Investment Adviser Law Exam

Table of Contents

Chapter 1: Introduction to Series 65 Exam

Chapter 2: Registration Requirements

Chapter 3: Economic Factors and Business Information

Chapter 4: Investment Vehicles and Strategies

Chapter 5: Ethics and Fiduciary Obligations

Chapter 6: Legal and Regulatory Guidelines

Chapter 7: Portfolio Management and Analysis

Chapter 8: Retirement Planning and Employee Benefits

Chapter 9: Client Communication and Disclosures

Chapter 10: Legal and Ethical Considerations for the Adviser

Chapter 11: Practice Exams and Sample Questions

Chapter 12: Final Tips and Strategies for Exam Success

Chapter 13: Additional Resources and Continuing Education

Chapter 14: Case Studies and Real-World Applications

Chapter 15: Recap and Final Words of Encouragement

• Format: Paperback
• Language: English
• ISBN: B0CFZ8BJ46
• ISBN13: 9798858017073
• Release Date: August 2023
• Publisher: Independently Published
• Length: 66 Pages
• Weight: 0.22 lbs.
• Dimensions: 0.1" x 6.0" x 9.0"