Mastering Series 53: Municipal Securities Principal Exam Prep

By Innoware PJP

Mastering Series 53: Municipal Securities Principal Exam Prep

Table of Contents

Chapter 1: Introduction to Series 53 Exam

Chapter 2: Municipal Securities Market

Chapter 3: Regulatory Framework for Municipal Securities

Chapter 4: Underwriting and New Issue Process

Chapter 5: Trading and Sales Practices

Chapter 6: Supervision and Compliance

Chapter 7: Continuing Disclosure and Recordkeeping

Chapter 8: Laws and Regulations Impacting Municipal Securities

Chapter 9: MSRB Rules for Municipal Advisors

Chapter 10: Practice Examinations and Sample Questions

Chapter 11: Test-Taking Strategies and Final Tips

Chapter 12: Series 53 Exam - Test Day and Beyond

Chapter 13: Common Pitfalls and How to Avoid Them

Chapter 14: Series 53 Exam - Frequently Asked Questions (FAQs)

Chapter 15: Key Takeaways and Final Thoughts

• Format: Paperback
• Language: English
• ISBN: B0CFZGWL1G
• ISBN13: 9798858017523
• Release Date: August 2023
• Publisher: Independently Published
• Length: 54 Pages
• Weight: 0.19 lbs.
• Dimensions: 0.1" x 6.0" x 9.0"