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Loose Leaf Investment Adviser's Legal & Compliance Guide Book

ISBN: 0735550921

ISBN13: 9780735550926

Investment Adviser's Legal & Compliance Guide

O'Malley, a partner in the Investment Management Group at Schulte & Zabel LLP has prepared this work. He's been in SEC's Division of Enforcement, consulted for Price Waterhouse and wrote The Regulation of Hedge Fund Managers by the SEC. The loose-leaf three-ring binder contains a guide to assist attorneys and advisers in drafting and reviewing poli

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Format: Loose Leaf

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