Investment Adviser Performance Compensation (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition)

By The Law Library

The Law Library presents the complete text of the Investment Adviser Performance Compensation (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition).

Updated as of May 29, 2018

The Securities and Exchange Commission ("Commission" or "SEC") is adopting amendments to the rule under the Investment Advisers Act of 1940 that permits investment advisers to charge performance based compensation to "qualified clients." The amendments revise the dollar amount thresholds of the rule's tests that are used to determine whether an individual or company is a qualified client. These rule amendments codify revisions that the Commission recently issued by order that adjust the dollar amount thresholds to account for the effects of inflation. In addition, the rule amendments: provide that the Commission will issue an order every five years in the future adjusting the dollar amount thresholds for inflation; exclude the value of a person's primary residence and certain associated debt from the test of whether a person has sufficient net worth to be considered a qualified client; and add certain transition provisions to the rule.

This ebook contains:

- The complete text of the Investment Adviser Performance Compensation (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)

- A dynamic table of content linking to each section

- A table of contents in introduction presenting a general overview of the structure

• Format: Paperback
• Language: English
• ISBN: 1795015292
• ISBN13: 9781795015295
• Release Date: January 2019
• Publisher: Independently Published
• Length: 30 Pages
• Weight: 0.16 lbs.
• Dimensions: 0.1" x 7.0" x 10.0"