Gsi's Primer To Sec Research

By Phillip L. Brown

Offers information useful to those seeking a basic understanding of the United States securities laws and regulations and the filings required of companies who offer securities in the US. This book... This description may be from another edition of this product.

• Format: Paperback
• Language: English
• ISBN: 1402403712
• ISBN13: 9781402403712
• Release Date: February 2004
• Publisher: Practising Law Inst
• Length: 136 Pages
• Weight: 0.56 lbs.
• Dimensions: 8.4" x 0.5" x 5.3"

Customer Reviews

SEC 101 for Lawyers

If you file forms with the SEC and can't always remember what number is for what or just want a quick review of all the forms and what's in them then this book is great. It also shows how you can use a web basded information system from GSI to access these forms to find precedent language or the history of some deal. Quick easy read or desk top reference.

Execelent overview of the SEC and its responsibilities

Today corporate America is under pressure to reform. Individual investors are looking to the government for assurance that Wall Street and the board room are operating honestly and openly. The role of the SEC has come to our attention more now than ever. This primer on the SEC provided me with a good reference on the SEC, it's operation and structure, and it's mission.