Exam Facts Series 99 Operations Professional Exam Study Guide: Series 99 Exam Study Guide

By Derek Bryan

Exam Facts presents the FInra Series 99 Operations Professional Exam Study Guide. Get the Facts you need to learn what you need to know to help you pass the FINRA Series 99 exam .. Just the Facts, no fluff material. Derek Bryan assembled the necessary information you need to learn to pass this Financial Exam. A long time Financial Industry expert and teacher, he lists directly what you should focus on. Exam Facts brings you the best in Healthcare, Finance, Business, Technology and Law study guides. We give you just the facts!!Define the Penny Stock Rule of 1991. For an IPO an immediate family member would be considered a Restricted person if what? Customer complaints to be kept at each office of Supervisory Jurisdiction in a file for how long? At what time does BDs have to send information about all its trades to NSCC? Just a hint of what you will find in this study guide!

• Format: Paperback
• Language: English
• ISBN: 1484047591
• ISBN13: 9781484047590
• Release Date: April 2013
• Publisher: CreateSpace Independent Publishing Platform
• Length: 92 Pages
• Weight: 0.58 lbs.
• Dimensions: 10.0" x 0.2" x 8.0"