Bank Dealer Activities

By Comptroller of the Currency

A bank operates as a securities dealer when it underwrites, trades, or deals in securities. Those activities are usually administered in a separtely identifiable trading department; however, the lack of such a department does not preclude a bank's involvement in dealer activities.

• Format: Paperback
• Language: English
• ISBN: 1502832224
• ISBN13: 9781502832221
• Release Date: October 2014
• Publisher: Createspace Independent Publishing Platform
• Length: 70 Pages
• Weight: 0.41 lbs.
• Dimensions: 0.1" x 8.5" x 11.0"