AML Compliance Fundamentals

By M.L. Humphrey

In this book M.L. Humphrey draws upon twenty years of experience with regulatory compliance, and AML compliance in particular, as both a regulator of broker-dealers and a consultant to some of the largest financial institutions in the world, to give an overview of the main AML compliance requirements, with a particular focus on customer identification and suspicious activity monitoring and reporting.

This book is meant to be a high-level overview of AML compliance requirements, which means it focuses on the general concepts behind the regulations as opposed to any specific industry- or country-level regulations or any specific suspicious activity fact patterns. But the book should give a strong foundation for understanding those industry- or country-level requirements.

• Format: Paperback
• Language: English
• ISBN: 1637440723
• ISBN13: 9781637440728
• Release Date: October 2022
• Publisher: M.L. Humphrey
• Length: 118 Pages
• Weight: 0.29 lbs.
• Dimensions: 0.3" x 5.3" x 8.0"