NASD Arbitration Solution: Five Black-Belt Principles to Protect and Grow Your Financial Services Practice

by Thomas J. Hine and John K. Brubaker

Book Overview

The right brain guide to NASD compliance for Registered Representatives

This book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical "how to" advice to create the definitive one-stop resource for Registered Representatives.

• Format: Hardcover
• Language: English
• ISBN: 0470126329
• ISBN13: 9780470126325
• Release Date: June 2007
• Publisher: Wiley
• Length: 336 Pages
• Weight: 1.20 lbs.
• Dimensions: 1.1" x 6.5" x 9.3"